Institutional Equities

Leading domestic institutional equities brokers

Equirus Securities is one of the leading domestic institutional equities brokerage firms in India with more than 180 companies under over coverage and empanelment with almost all domestic institutions and many leading FIIs.

Important Links

Procedure for opening an account:

Client can either download the form from the above link or visit the Equirus office in person.
The KYC details, Nomination form, Trading Preferences and other details are required to be filled.
The client has to affix his signature in the Account Opening form.
Attach self attested copies of the documents as per the list mentioned in the Client Registration form.
Submit the same at the Equirus Office.
The Form and the documents will be verified against the original and once the due diligence is complete the account will be opened and details of the account will be communicated with the client.

AML, RMS, Surveillance and Dormant account Policy

KRA Validation Guidelines

Equirus Securities Private Limited

Investor Charter - Equirus Securities Private Limited Market Segment

Attention Investor

Caution and create awareness amongst their clients/investors to sensitize them to avoid practices like:

a) Sharing of trading credentials – login id & passwords including OTP’s.
b) Trading in leveraged products like options without proper understanding, which could lead to losses.
c) Writing/ selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks
d) Dealing in unsolicited tips through Whatsapp, Telegram, YouTube, Facebook, SMS, calls, etc.
e) Trading in “Options” based on recommendations from unauthorised / unregistered investment advisors and influencers
f) As a business we don't give stock tips, and have not authorized anyone to trade on behalf of others. If you find anyone claiming to be part of Equirus Securities Private Limited and offering such services, please send us an email to contact@equirus.com.

Procedure to view collateral data by clients

Have you linked your Aadhar to your Trading & demat yet? - Click here E-Voting - Click here Research Analyst Annual Compliance Audit Report Status : Click here

List of symbol - Click here to DownloadRegulation 19 and 20 of the SCR(SECC) Regulations, 2018 Click here

To make your payments secure, we got a validated UPI handle
equirussecurities.cf.ra@validaxis

Risk Disclosures on Derivatives

• 9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses.
• On an average, loss makers registered net trading loss close to ₹ 50,000.
• Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
• Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.

Source: SEBI study dated January 25, 2023 on "Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment", wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.

As a business we don't give stock tips, and have not authorized anyone to trade on behalf of others. If you find anyone claiming to be part of Equirus Securities Private Limited and offering such services, please send us an email to contact@equirus.com

Filing of complaints on SCORES - Easy and quick

Register on SCORES portal
Mandatory details for filing complaints on SCORES :
- Name, PAN, Address, Mobile Number, Email ID
Benefits:
- Effective communication
- Speedy redressal of the grievances

Initiation and the dispute resolution process

Any client shall first take up his/her/their grievance with Equirus on the mail id mentioned here in above.
If the grievance is not redressed satisfactorily, the client may escalate it through the escalation matrix of Equirus or in accordance with the SCORES guidelines, escalate the same through the SCORES Portal in accordance with the process laid out therein.
After exhausting all available options for resolution of the grievance, if the client is still not satisfied with the outcome, he/she/they can initiate dispute resolution through the ODR Portal.
Alternatively, the client can initiate dispute resolution through the ODR Portal if the grievance lodged with the Equirus was not satisfactorily resolved or at any stage of the subsequent escalations mentioned here in above.

Smart ODR log in Click here SEBI circular of ODR Click here

1) Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. 2) Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day. 3) KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. 4) No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. Issued in the interest of Investors. 5) Investment in securities market are subject to market risks. Read all the related documents carefully before investing. 6) Registration granted by SEBI and certification of NISM is no way guarantee performance of the intermediary or provide any assurance of returns to investors.